Cole, M., & Cole, S. (Eds.) (1979) The making
of mind: The autobiography of A.R. Luria. (pp. 189-225). Cambridge, MA: Harvard University Press (introduction
and biographical essay by M. Cole).
Epilogue:
A Portrait of Luria
So I shall never waste my life‑span in a vain useless hope, seeking what cannot be, a flawless man among us all who feed on the fruits of the broad earth. But I praise and love every man who does nothing base from free will. Against necessity, even gods do not fight.
‑Simonides
LURIA'S
AUTOBIOGRAPHY, as well as my introduction to it,
were written in accord with Alexander Romanovich's philosophy that people are
transitory, that only their ideas and actions are of enduring interest. In an
important sense he was right. But as applied to the story of his own scientific
life, this depersonalized view of ideas belies the substance of his theory of
psychology as well as his view of the importance of social circumstances in
shaping individual human achievements.
When my wife Shella and I first read the
manuscript that served as the foundation of this autobiography, we were
forcefully struck by the omission of all personal information. The march of
ideas and experiments are presented in a vacuum. In aseries of exchanges by
letter and in the course of several discussions that I held with Alexander
Romanovich in the year prior to his death in 1977, I attempted to extract some
details of the social and personal context of his work. This effort met with
slight success. He manifested as little interest in his personal history as his
autobiography suggests. But my curiosity would not permit me to let matters
rest.
To find out about Alexander Romanovich's
career, I had to ask others. I learned a great deal from conversations with
Lana Pimenovna Luria, his wife of forty years, with former students, and with
colleagues. During my last visit to Moscow before Alexander Romanovich's death
I also asked him to arrange a gathering of the small band of psychologists who
had labored in the 1920s with him and Lev
Vygotsky to construct a new, Soviet psychology. It was my hope that their
reminiscences would spark his memory. Miraculously, all were alive. Six arrived
for tea. In the course of the discussion I heard old women recite poems they
had composed fifty years earlier in honor of the group's struggles with their
detractors. Alexander V. Zaporozliets, only slightly junior to Alexander
Romanovich, smiled broadly as he recalled the energetic way that Alexander
Romanovich had organized their work and how he had proudly presented them to
Vygotsky at their oral exams. These people had not forgotten, nor did they want
the world to forget, what they had done and how they had struggled. I promised
those people, Alexander Romanovich among them, that I would not forget, nor
would I allow their efforts to be forgotten. I decided then to write this
essay.
Because I lack training as an historian
of science'and society, and because only a limited amount of documentary
material is available about both the life of Alexander Romanovich and Soviet
psychology at the time, I cannot pretend to present a comprehensive account of
his life and times to supplement the portrait provided by his autobiography.
Excellent discussions of Soviet science are already available, particularly
Loren Graham's Science and Pbilosopby in the Soviet Union. But very little of the personal flavor of what life
and work were like for a Soviet psychologist comes through these scholarly
treatises. To construct a picture of the precise conditions, the excitement,
the fears, and the hopes that energized Alexander Romanovich's work through
more than half a century of relentless hard work, I have supplemented this
information with not only the limited documentary evidence but also details I
cannot document, picked up in casual conversation.
In
writing this essay, I could not escape the perspective and limitations of my
own education and my own views concerning the quest for a more powerful and
humane scientific psychology. Trained in the tradition of American learning
theories of the 1950s, I arrived in
Moscow ill prepared to understand the work of a man whose scientific,
political, and philosophicalideas constituted a coherent world view very
different from any I had previously encountered. And although styles of
American academic theory and research in psychology have changed considerably
in the past twenty years, they still differ from Soviet research and theory in
their limited range and pragmatic focus.
The
gulf that separates Soviet scientists of Alexander Romanovich's generation from
American psychologists of mine cannot be overcome by ignoring its existence.
Rather, sympathetic study of our respective overall goals, the history of our
ideas, and the structure of our theories must be carried out with the
differences very much in mind. Once the dimensions and contour of our
misunderstandings have been discerned, rational attempts at rapprochement can
be considered. In the present embryonic state of such activity, however, the
impossibility of a complete and objective account of the life and work of a
Soviet psychologist by an American psychologist should be as apparent to the
reader as it is to me.
Faced with these difficulties, I begin
the account where it began for me, with my first visit to Moscow in 1962.
In that fall Shella and I, fresh from graduate
school at Indiana University, arrived in Moscow where I was to engage in a year
of postdoctoral research with Alexander Romanovich. He was at his dacha on the
day of our arrival, but he thoughtfully sent a former student and colleague who
spoke rather good English to help us find our way to the university. The
following afternoon we went to the Lurlas' for tea. Alexander Romanovich
introduced us to Lana Pimenovria and ushered us into the sitting room, which
doubled as his bedroom. In excellent English he asked if we spoke Russian.
"A little," I admitted. It was the last time we spoke together in
English, although my skill in Russian never matched his in English.
In the course of the next hour we wrote
a "scientific plan" which laid out my work for the year. Since I had
arrived in Moscow with only the vague hope of learning about "semantic
conditioning", or the study of conditioned responses to word meaning, the
idea of committing myself to a concrete plan on my first full day in Russia was
appalling. It was also necessary. The plan might be modified, but it could not
be ignored. It was my first lesson in doing things in the Soviet style. Only as
I learned how written plans could be modified to fit on‑going needs did I
come to appreciate Alexander Romanovich's own unique style of work.
The scientific plan disposed of,
Alexander Romanovich turned to Sheila. What, he inquired, were her plans? And
what did we intend to do besides study? Sheila was uncertain of her future,
although eventually she studied at Moscow University's journalism school and,
thanks to Alexander Romanovich's intervention, wrote for an English language
newspaper. But we were both certain that we wanted to learn as much as possible
about Russian culture.
This declaration pleased Alexander Romanovich greatly. Complaining of a former foreign student who had done nothing but study, he forthwith wrote out a "cultural plan" that was every bit as detailed as the scientific plan. We soon learned that Alexander Romanovich was a devotee of Central Asian art, a connoisseur of the opera and theater, and one of the world's most omniverous consumers of detective novels. We left the Luria apartment filled with cake, tea, and a strong sense of having encountered a whirlwind.
This impression was only reinforced by
further experience. On Monday I found my way to Alexander Romanovich's
laboratory in the Institute of Neurosurgery. There was a guest speaker that
day, the physiologist Nicholas Bernshtein. His topic, mathematical models in
psychology, surprised me because I had been taught that Soviet psychologists
rejected quantification. My surprise quickly turned to distress when Alexander
Romanovich introduced me as a mathematical psychologist and asked me to speak
on recent developments in the field in the United States. I doubt if my
audience learned anything, but under such unremitting pressure my fluency in
Russian improved rapidly.
In the following months Alexander
Romanovich graciously arranged for me to do the kinds of conditioned reflex
experiments I had come to learn about. Although I soon discovered that he had
ceased using this technique a decade earlier, my experiments were made part of
a general series of investigations that his colleague Evgenia Homskaya was
conducting. I worked as conscientiously as I could, little realizing how
uninteresting my labors were to my host.
From time to time Alexander Romanovich
would take me on rounds as he visited patients awaiting surgery or recovering
from a recent operation at the Institute of Neurosurgery. The enormous respect
he evoked was transferred to me, a youthful foreigner in an ill‑fitting
white laboratory jacket. I understood nothing of the significance of his clinical
examinations, although I found the tasks that he set for patients and their
responses an interesting curiosity.
My overwhelming impression of Alexander
Romanovich during that year was of a man in a hurry. His appetite for work
exhausted me. Even his lunch breaks were more than I could keep up with. On
occasions when we lunched together, he would walk rapidly from his laboratory
to a small coffee‑shop near the institute. Although he was sixty years
old at the time and I was only twenty‑four, II found it difficult to keep
in step. At the coffee shop he would then order two rolls and two scorchingly
hot cups of coffee, which we ate standing at the counter. At least I ate and
drank. Alexander Romanovich seemed to inhale the scorching coffee while I blew timidly
on the glass to cool it. Leaving me to deal with my tender palate, he loped
back to the laboratory, where I could catch up with him when I was ready.
At irregular intervals during the year
he talked a little about his past and about his mentor, Vygotsky. He gave me
copies of Vygotsky's recently reprinted works, urging me to study them. On one
occasion he took me into his study and sat me down at a large, glass‑covered
table, then went to a bulging cabinet and brought out some bulky folders tied
with string. Opening one, he began to tell me about a trip he had made to
Central Asia many years ago to conduct psychological experiments. The unusual,
not to say bizarre, responses that he had obtained from peasants in these
experiments amused me, but I attached little significance to them at the time.
Nor could I make much of Vygotsky. He
had been Luria's teacher, and Luria made it clear that he considered him a
genius. But both Vygotsky's prose and the style of his thought defeated my
attempts to understand Luria's admiration for him. I had read Vygotsky's Tbougbt
and Language as a graduate student, but except
for some observations on concept learning in children, which at the time I knew
nothing about, I could see little in his work to generate enthusiasm. Still, I
was polite. I read what I could and listened. Alexander Romanovich did not push
the topic unduly. He knew that he could only plant seeds of understanding and
hope they would germinate. He also knew that the more seeds he sowed, the more
likely that one would grow. He waited a long time.
In the years that followed I maintained
contact with Alexander Romanovich and visited him on several more occasions. He
was anxious to arrange for publication in English of a twovolume compendium of
Soviet psychological research, and I agreed to help. At about the same time
that my co‑editor, Irving Maltzinan, and I completed work on this
project, I became the editor of Soviet Psycbology, a journal of translations. Over the years I thus had
several opportunities to read the work of Alexander Romanovich and the many
other Soviet psychologists who grew to maturity before or shortly after World
War II. Consistent with the traditions of my graduate training, I continued to
be interested in the Soviet research using Pavlovian conditioning techniques.
On my initial visit to Moscow I learned of research on the conditioning of
sensory thresholds, of internal organs (which suggested an important approach
to understanding psychosomatic symptoms) and of early adaptive responses in
newborn infants.
Other lines of research were also
intriguing. I learned of Soviet studies with chimpanzees that threw new light
on WoUgang Kohler's classic studies of insight, of interesting attempts to link
methods of programed instruction to theories of mental development, and of
unusual demonstrations of the human capacity to learn sensory abilities such as
perfect pitch. I even succeeded in applying a little of this information in my
own work. For example, when happenstance led me to do research in West Africa,
I remembered Alexander Romanovich's work in Central Asia and arranged to
replicate some of his observations.
What impresses me in retrospect is how
little I understood about the key concepts and concerns of those whose work I
studied. Finding individual experiment interesting, I selected an idea here, a
technique there. But the threads that bound the individual elements escaped me.
I often found myself totally bored by work that absorbed Alexander Romanovich.
For example, he urged on me the work of Alexander Zaporozhets on the
development of voluntary movement in children or the studies ofLydia Bozhovich
on motivation in young school children. Yet I could make nothing of such
global, "soft" topics. Alexander Romanovich seemed to see their connection
with his clinical work or his studies of language and thought in children using
Pavlovian conditioning techniques. But I could not.
I experienced the same difficulty in trying
to reconcile different stages of Alexander Romanovich's own career. What did
the cross‑cultural work have to do with his work in the Institute of
Neurosurgery? Why was he no longer doing conditioning experiments? Why, in his
book about S. V. Sherashevsky, the man with an unusual memory, did he spend so
much time discussing his personality when his memory was at issue?
When I tried to discuss these issues with Alexander
Romanovich, I got little help. He would answer with formulas. Phases of
work done long ago were treated as youthful aberrations, almost as accidents of
personal history. Mention of his work in Central Asia quickly drifted into
anecdotes about the food, the difficulties of travel, or the errors of Gestalt
psychologists. His very early work using the combined motor method was reduced
to "some experiments which created the first lie detector." Talk of
Sherashevsky and his memory generated additional anecdotes. At the same time,
Alexander Romanovich's steady pressure on me to read Vygotsky and Vygotsky's
students continued. When I discovered some bygone tidbit of information,
Alexander Romanovich would be pleased. But rarely did a small discovery unlock
more than a little new information from the man within whom was held an entire
history.
Then two projects began significantly to
alter my understanding of the links between the many activities that had
occupied Alexander Romanovich and his colleagues for so long. The first project
was the publication in I978 of selected
essays of Vygotsky, which had not appeared previously in English. Alexander
Romanovich had urged this undertaking on me almost from the beginning of our
relationship. But as I did not understand Vygotsky well, I could see no point
in it. Then, as part of a large publishing enterprise in which both old and new
Soviet psychological monographs were to be published, I agreed in the early 1970s
to see to it that two of Vygotsky's long essays
would appear in English. The enterprise turned out to be an extremely difficult
one, occupying the energies of three colleagues and myself over a period of
several years. But it was crucial in allowing me to glimpse the vast terrain
covered by Alexander Romanovich's view of psychology and society. In struggling
to understand Vygotsky well enough to resolve our editorial group's different
interpretations of his ideas, I slowly began to discern the enormous scope of
his thinking. His goal had been no less than the total restructuring of
psychological research and theory. This undertaking would never have occurred
to me or, I suspect, to very many other psychologists of my generation as
anything but a crackpot scheme. Yet Vygotsky was no crackpot, and his scheme
was extremely interesting.
The second project was Alexander
Romanovich's autobiography. It began as an outline for a documentary film about
his work. But when he fell ill at the beginning of the project, he decided to
turn the scenario into a full‑blown intellectual autobiography. Having
started in English because the film makers were American, he continued in
English, and a rough manuscript emerged. Shella and I began to edit the
manuscript at the same time as I was working on the Vygotsky manuscript. The
confluence of the two tasks was instrumental in helping me understand Alexander
Romanovich's career.
Alexander Romanovich often spoke of his
work as merely continuation of Vygotsky's. Although there were important
similarities between their two approaches, the autobiography made it
immediately apparent that the topics of concern to Alexander Romanovich at the
beginning of his career differed from those to which he turned after meeting
Vygotsky. To understand how Alexander Romanovich's career and thought
developed, I had to go back to the books and ideas that stirred him when he was
still a university student in Kazan. Many of the names were unfamiliar to me:
Windelband, Rickert, Dilthey. Others I had heard about, or even read, but
always from a different perspective: psychologists such as William james, Franz
Brentano, and Kurt Lewin; writers and social thinkers such as Alexander Herzen,
Nikolai Cherneshevsky, and Leo Tolstoy. I read, or reread, the work of these
people, trying to imagine myself into Alexander Romanovich's mind as he
pondered the social and political problems of his day.
Then I turned to the writings of
Alexander Romanovich himself, beginning with the little monograph on
psychoanalysis that he had published himself in 1922 just before leaving Kazan. I
searched American libraries for long‑forgotten articles of the 1920s and 1930s. Alexander
Romanovich was a tenacious collector of his own writings. After I had learned
enough to question him about a particular article, a copy, or the copy of a
copy, would materialize in his study. Those early works, most of them published
in limited editions or in small circulation journals, are now difficult to
obtain, even in the Soviet Union.
I also read all of his writings
available in English, beginning with the brief abstract describing his work in
the Proceedings of the Ninth International Congress of Psychology held in New
Haven in 1929. When I correlated the
content and style of his writings with the general political and social
controversies of the day, the otherwise disjointed, zigzag course of Alexander
Romanovich's career began to make sense. His interest in psychoanalysis no
longer appeared a curious anomaly in an otherwise single‑minded career.
His strong attraction to Vygotsky, his cross‑cultural work in Central
Asia, the Pavlovian style of his writings in the I940s and early 1950s, and
his apparent shifts of topic at frequent intervals, all took on the quality of
an intricate piece of music with a few central motifs and a variety of
secondary themes.
It is not known when the Luria family
moved to Kazan, a major commercial center on the Volga southeast of Moscow. But
Luria is a very old family name, which was associated in the sixteenth and
seventeenth centuries with Jewish scholarship.
In the last decades of the nineteenth
century, the Jews of Russia led lives that were as stringently regulated by the
state as the tsarist government could manage. Travel, education, and work were
all restricted. The severity of the restrictions varied with where one lived
and how much money one had to evade them. These constraints affected the Luria
family's educational and professional opportunities. When Alexander
Romanovich's father, Roman Albertovich, was a young man, only 5 percent of the students in the University of Kazan
were permitted to be Jewish. Those who failed to qualify in this tiny quota and
who had the financial resources went abroad to Germany to study. It was a
matter of family pride that Roman Albertovich had qualified and had completed
medical school in Kazan.
But academic distinction did not guarantee work upon
graduation. Roman Albertovich, after being invited to oin the faculties of
medicine in Kazan and St. Petersburg, was denied employment in both cases
because he was a Jew. For a time he practiced medicine privately in the
countryside near Kazan. Then he returned to the city to open a private office.
Practice was difficult, because hospitals and clinics were closed to him.
While internal opportunities were
restricted, travel abroad was not, so Roman Albertovich spent several summers
in Germany, where he continued to study medicine. Whether or not Alexander
Romanovich ever traveled to Germany with his father is not known, but German
was the second language of the household, and Alexander Romanovich mastered it
at an early age. By his own account nineteenth‑century German political,
social, and scientific ideas were very important in shaping his intellectual
life prior to the Revolution.
Equally important to his intellectual
development were the Russian intellectuals who wrote about the serious problems
in tsarist Russia and who proposed solutions of varying degrees of radicalism.
As a youth, Alexander Romanovich considered himself a follower of Tolstoy,
whose works on social injustice in Russia had wide appeal at the turn of the
century. In many of his writings. especially War and Peace, Tolstoy struggled to
reconcile two conflicting approaches to history and the role of individual
human effort in producing social change. One approach, popular among such
intellectuals as Herzen, Cherneshevsky, and Marx, was to assume that history can
be studied as a science in which general laws can be abstracted from the flux
of small events and accidents that make up daily life. However attractive this
idea, Tolstoy repeatedly chose the opposite notion that historical events can
be understood only in terms of the complex interplay of individual decisions
and human effort. Abstract notions such as "power" or
"historical necessity" by their very nature obscure the reality they
purport to describe. Tolstoy's efforts to reconcile these conflicting approaches
came to naught
with
the Revolution, which swept aside his exhortations to reform. But the basic
contradictions remained. because they were not the creatures of his imagination
alone. In a different form, they were exactly the problems Alexander Romanovich
found in the conflict between Dilthey and Wundt, between the
"nomothetic" and the "idiographic" views of psychology.
These paradoxes, the province of no one social science discipline, were the
common uncertainty of all.
Against this background, the liberating
effect of the Revolution on the Luria family was profound. Instead of having to
struggle for years in a gymnasium in the hope of securing a place in the
university, without any certainty that places would even be open, Alexander
Romanovich was able to race through his education, molding it to his own
expansive intellectual ambitions. Meanwhile his father, so long excluded from
Russian professional life, was provided an outlet for his talents. First he was
offered a position at the University of Kazan, where he helped to create a new
postgraduate medical school program. From there he went to Moscow, where he
became a leading organizer of medical education throughout the USSR.
By all reports, Roman Albertovich was a man of strong opinions who took an active interest in his son's career. The younger Luria, in search of direct links between his utopian socialist ideals and his professional life, entered the social science department at the University of Kazan. His father never approved of his choice of careers, wanting him to go into medicine instead. Their disagreement was long a matter of tension between them. Perhaps it was to placate his father that Alexander Romanovich maintained a connection with medical schools and medical psychology throughout the twenty‑year period between his entrance to the university and his full‑time commitment to medicine following the death of Vygotsky in I934. But whatever their disagreements about career, father and son shared an interest in German medical science, particularly psychosomatic medicine. One of Alexander Romanovich's last accomplishments was to oversee the reissue in 1977 of a small monograph on psychosomatic medicine that his father had written decades earlier.
In
the chaos that immediately followed the Revolution Alexander Romanovich
simultaneously held down a research position in one institution, did graduate
work in another, attended medical school part‑time, and ran tests of
therapy on mentally ill patients. He also started a journal, organized a
commune for wayward adolescents, directed a psychoanalytic discussion group,
and published his own study of psychoanalysis. The contrast between these
diverse activities and the limited possibilities for professional fulfillment that
existed before the Revolution reveals the fundamental source of Alexander
Romanovich's strong identification with the Revolution and the party which
organized it. An activist down to his toes, he was set free by the Revolution.
It gave him life. In return, he applied all of his energy to realizing the
hopes and ideals that had been liberated in October 1917.
The
situation that greeted Alexander Romanovich in Moscow was a challenge. Kormlov,
who had succeeded in removing the prerevolutionary director of the Institute of
Psychology in 1923, seemed to have a free hand in molding a Marxist, Soviet
psychology. The similarity between Kornilov's and Luria's uses of the reaction
time experiment gave them reason to think that they were at the beginning of a
fruitful collaborative relationship.
Once
in Moscow, Alexander Romanovich took up his research where he had left off in
Kazan. The work proceeded on two fronts. First, he initiated a major series of
experiments designed to perfect the combined motor method for diagnosing the
way in which emotions organize, and disorganize, voluntary behavlor. His
audaciousness in this enterprise was astounding in light of the present‑day
atmosphere surrounding psychological experimentation. Nowhere is there an
account of how the twenty_one year old Luria and his equally youthful companion
Alexey Leontiev managed to get
permission to pull students out of the line where they were awaiting
interrogation by university authorities. Perhaps they managed the feat
informally. Even more puzzling is how they convinced the criminal prosecutor to
allow them to interrogate murder suspects.
An irony in this work was their naive
good faith in the benign outcome of the research. When Horsely Gatint
translated Alexander Romanovich's The Nature of Human Conflicts, he referred to
the authorities' interrogation of Moscow University students as a
"cleansing." Not until the 1930s did the procedure in question come
to be known as a purge. The shadow of that word was very dim as Alexander Romanovich
set out to do his work. Instead, before him loomed the notion of a unified
science of man in which the distinction between laboratory and everyday life
was rendered irrelevant.
To create such a science, he needed to
develop its theoretical underpinnings in addition to developing experimental
techniques. Alexander Romanovich saw in an experimental version of
psychoanalysis the promise of an approach which would bridge the experimental‑objective,
but arid, research growing out of German structural psychology and the
humanistic descriptive psychology of Dilthey. But what this formulation left
out, and what conditions in Moscow now demanded, was a way of linking
psychological and sociohistorical theory as embodied in the writings of Marx
and Engels. Whatever the strengths or weaknesses of a psychological theory, its
eventual acceptance depended heavily on questions of methodology. In Soviet
parlance, "methodology" referred to the assumptions and logic of the
overall approach to the subject. No psychological theory that failed to take
Marxism as a starting point could succeed.
In the winter of 1924 in an article
entitled "Psychoanalysis as a Theory of Monistic Psychology,"
Alexander Romanovich made his first contribution to the debate on how to create
a properly Marxist psychology. Psychoanalysis and Marxism, he argued, share
four important suppositions. First, they both hold that the world is a single
system of material processes of which human life, and psychological processes
in particular, are only one manifestation. Second, they both hold that the
philosophical and scientific principles that apply to the material world apply
to man as well. As Alexander Romanovich phrased it, both psychoanalysis and
dialectical materialism require one "to study objectively . . . the true
relations among perceivable events; and this means to study them not
abstractly, but just as they are in reality." Both approaches also require
that events be studied "in such a way that the knowledge we acquire will
help us later to exert an active influence on therm." And finally, both
approaches require that events be studied dynamically in the process of
changing: the interacting influences of man on his environment and the
environment on man must always be kept in view" (Luria, 1925, pp. 8‑10).
In the same article Alexander Romanovich
defined the major shortcoming of psychoanalytic study as its failure to
consider the influence of the social environment in shaping individual
psychological processes. Although he promised to take up this topic again, the
promise went unfulfilled for two major reasons. First, in 1924 he met Vygotsky,
who had a far broader view of psychology as a social and natural science than
Alexander Romanovich had yet imagined. Second. in the Soviet Union
psychoanalytic ideas were increasingly considered anti‑Marxist.
American scientists have long held the
stereotype that articles by Soviet psychologists begin with an obligatory bow
to Marx, Engels, and perhaps Pavlov, then go on to the real substance of the
topic. The implication is that such philosophical framing is irrelevant to the
scientist's work. There have been periods in the history of the Soviet Union
when this was indeed the case. Alexander Romanovich was himself by no means
immune to pressures to make his views conform to political and philosophical
requirements, the distinction between political policy and philosophy being one
that is not always easy to maintain in Soviet science. However, it would be a
mistake to interpret the inclusion of Marxism in Soviet psychology in the 1920s
as the reflection of political pressure. Quite the opposite spirit seems to
have motivated those who engaged in the many‑sided debate over the future
direction of Soviet psychology. There was uncertainty, and there was sharp
disagreement; but there was also enthusiasm and optimism.
In
psychology, the initial discussions of Marxism in the 1920s were characterized
by what I call a "conjunctive" approach. Each scholar‑including
Chelpanov, whose Wundtian orientation made him an unlikely candidate‑explained
how his brand of psychology was consistent with Marxist principles, and here I
include Alexander Romanovich. Points of contact were noted between Marxism and
the psychological theory, be it Kornilov's reactology, Bekliterev's
reflexology, or Luria's psychoanalysis, and their interdependence was argued.
But all the discussions had an ad hoc quality, for it was unclear whether the
wedding of a particular psychological theory and Marxism would generate new
kinds of research, let along form the basis for a wholly new approach to
psychology. It was in precisely this respect that Vygotsky's approach to
psychology and Marxism was distinctive. fie held that a new kind of psychology
could be derived from Marxist principles.
The volume Psychology and Marxism,
edited by Kornilov in 1925, reveals the
difference between Alexander Romanovich's and Vygotsky's approaches at the
time. Luria's Marxism was based on the peripheral Marxist writings with obvious
psychological implications, such as Marx's Theses on Feuerbach or Engel's Anti‑Dfibring. Vygotsky began with Das Capital. When Engels' Dialectics of Nature appeared
in 1925, Vygotsky immediately incorporated it into his thinking. Whatever other
shortcomings Vygotsky's thinking may have had, opportunistic parroting of
Marxism was not one of them. As he remarked: "I don't want to discover the
nature of mind by patching together a lot of quotations. I want to find how
science has to be built, to approach the study of mind having learned the whole
of Marx's method" (Vygotsky, 1978,
p. 8).
Despite initial differences of emphasis,
Alexander Romanovich was attracted to Vygotsky in part because he possessed a
more comprehensive view of the relation between Marxism and psychology.
Vygotsky's approach pointed the way to an all‑inclusive study of man in
nature and in society, which subsumed Alexander Romanovich's previous work.
Although he had always been concerned with the larger social forces that
organize individual psychological processes, Alexander Romanovich had only
succeeded in developing techniques for the study of individual motivations and
actions. In his modifications of psychoanalytic method through the use of the
combined motor method he may have provided one means of bridging laboratory
precision and clinical complexity. But society was conspicuously missing from
his work. He acknowledged this shortcoming when he promised to explore the
applications of psychoanalytic theory to problems of social determinism.
Vygotsky's approach, which gave him such an analysis as a derivation from
Marxism, was a gift not to be overlooked.
Alexander Romanovich, Vygotsky, and
Leontiev began meeting regularly in the mid‑1920s to work out the new
Soviet psychology. Their program proceeded simultaneously on several fronts. At
the level of theory they reviewed major developments over the preceding fifty
years of psychology, sociology, and biological theory. Vygotsky and Luria read
German, French, and English. Leontiev read only French, which became his
specialty among the group. What they read they also wrote about. Both Luria and
Vygotsky were prolific writers. They published many articles summarizing
important lines of foreign work in the late 1920s and early 1930s. They also
promoted the translation of books, for which they wrote prefaces interpreting
foreign ideas.
In addition to analyzing western
European and American authors, they studied the major pre‑ and
postrevolutionary Russian social and biological thinkers. Both the linguist
A.A. Potebnya and the biologist V.A. Vagner influenced Vygotsky and, through
him, Alexander Romanovich who referred to Potebnya's work in his last book on
language and the brain. In the 1920s no Soviet psychologist could ignore
Pavlov, though he was by no means accorded the role of supreme arbiter of
Soviet psychology that he would acquire in the 1950s. Rather the
"troika"‑as Vygotsky, Luria, and Leontlev regarded themselves‑
accorded Pavlov a restricted role in psychological theory and had the temerity
to question the generality of his physiological theory as it applied to
integrated behavior. This critical attitude came through clearly in The Nature
of Human Conflicts, where Alexander Romanovich rejected the "telephone
switchboard" analogy of the brain, which he identified with Pavlov, opting
instead for a "systems" approach which he identified with Karl
Lashley. At the same time, Pavlov's contribution to a physiological theory of
mind was acknowledged, and his experimental studies of conflict and neurosis
were important to Alexander Romanovich's thinking.
Initially the troika, located as they
were in the Institute of Psychology, borrowed ideas from Kornilov's reactology.
But that narrow framework could not contain them. As their ideas branched out,
so did they. In 1927‑1928, while continuing to hold positions in
Kornilov's institute, the troika became associated with the psychology
laboratory at the Institute of Communist Education, and Vygotsky began to put
together the Institute of Defectology, where the development of anomalous
children was studied.
In
addition to surveying and criticizing existing schools of psychology, the
troika began to train students in their own style of thinking and research.
Forced to the conclusion that their new theory required new methods, they used
a small but enthusiastic group of students to try out their ideas. They were
joined by the "pyatorka," or group of five, including L.I. Bozhovich,
R.E. Levina, N.G. Morozova, L.S. Slavina, and Alexander Zaporozhets. These
students, several of whom would become prominent in Soviet psychology following
World War II, conducted their work directly under Luria's guidence. As they
later related to me, Luria, Vygotsky, and Leoritiev would meet to discuss a set
of issues and speculate on how to create experimental models of them. Alexander
Romanovich would interpret the discussion for the students, who in turn
conducted pilot studies. In the main this work was aimed at constructing
concrete models of the idea that adult thought is mediated by culturally
elaborated "instruments of thought." Vygotsky's experiments on the
idea that language is the major adult means of mediating thought produced the
best‑known results of the period, first reported fully in his
introduction to Plaget's Language and Thought of the Child. An entire year was also
spent studying children's growing ability to represent thought in schematic
pictures. Luria himself conducted studies of protowriting activities, showing
how very young children come to understand the mediated nature of remembering
by using marks on paper long before they learn the formal written code for
spoken language.
Although centered in psychology,
Alexander Romanovich's .curiosity about human nature was virtually boundless.
He and Vygotsky, for example, met regularly with Sergei Eisenstein to discuss
ways in which the abstract ideas that formed the core of historical materialism
could be embodied in visual images projected upon the movie screen. By
happenstance Zaporozliets, who had been an actor in the Ukraine before going to
Moscow and had been recommended to Sergei Eisenstein, eventually ended up a
psychologist. At the end of the 1920s he played the role of psychology's
"ear" in the world of film, attending Eisenstein's discussions, which
he reported to Vygotsky and Luria. Eisenstein enlisted his psychologist
friends' help in solving not only the difficult problem of translation between
verbal and visual concepts but also the empirical problem of assessing success.
With their aid he constructed questionaires for audiences composed variously of
students, workers, and peasants, to determine if they had understood his images
as he intended. It is a measure of the breadth of his interests that, for
Alexander Romanovich, the relation between modes of representing ideas and
modes of thought was no less important in the cinema thanin the laboratory.
During the last half of the 1920s
Alexander Romanovich continued to study adults by elaborating on the
applicability of thecombined motor method as a technique for probing the
workings of complex behavior. But more and more of his energieswent into
tracing the rise of organized behavior in the history of the individual and
human history. Simultaneously he began to explore the dissolution of behavior
under conditions of trauma and disease. Through it all, he increasingly had to
defend his work against charges that he borrowed uncritically from non‑Soviet
sources.
Little of Luria's thought during this
period is available in English. Read in the proper way, The Nature of Human Conflicts, spanning the period 1924‑1930, is a unique
source of information; but read in isolation from his 1925 article on
psychoanalysis or the early articles influenced by Vygotsky, this book seems
opaque because of its many theoretical positions. Three articles, one each by
Vygotsky, Leontlev, and Luria, which were submitted to the American Journal of Genetic Psycbology in 1928, contain formulations of their theorizing at
that early date, along with descriptions of experimental procedures.
Particularly important in the light of
later controversies was the fact that they saw a significant relation between
the cognitive development of the child, which they referred to as the cultural
development of the child, and the evolution of human culture. The same notion
can be found in The Nature of Human Conflicts where Luria
approvingly cites the custom of drumming as an accompaniment to farm work in
primitive groups to show how people at an earlier stage of culture rely on an
external mediator to maintain their attention in a manner analogous to the way
adults in‑‑‑civilized"societies maintain the attention
of young children. This analogue between cultural evolution and individual
development was very much a part of early twentieth‑century developmental
psychology. It was explicit in the writings of Lucien Levy‑Bruhl, who
influenced Piaget and the German developmental psychologist Heinz Werner, both
of whom were known to Luria in the mid‑1920s. It was also compatible with
the general idea, which the troika had been pursuing, that development is characterized
by the evolution of ever more complex forms of mediated behavior. Further
explorations of the developmental analogy were made in Studies in the History of Bebavior by Vygotsky and Luria, published in 1930. The dangers of a
strong interpretation of the developmental analogy were made very clear by one
reviewer: "These authors consider a primitive still not a human being . .
. Cannibals, Indians, etc., are not primitives from our point of view, but
people whose culture is not a reflection of biological capacities (as Vygotsky
and Luria assert) but the result of specific means of production"
(Frankel, 1930). Frankel went on to the mistaken claim that the soclohistorical
theory implied that once a child had passed the chimpanzee‑like stage, he
or she progressed to the stage of primitive man, whose illiteracy and
"weak" memory were the reflection of biologically determined
capacities.
Other lines of research into which Luria
was led in the last half of the 1920s were natural extensions of ideas being developed
as part of the soclohistorical approach to the study of psychological
processes. Developmental studies, whether of individual children or of entire
cultural groups, were only one aspect of the general conception. just as
important were studies of the dissolution of psychological processes, since
disease and trauma undo what evolution and cultural experience have helped to
construct. Here Alexander Romanovich's family tradition atuned him especially
to the theoretical possibilities of problems that might otherwise have been
considered purely medical.
One of his earliest statements on the
possibility of a fruitful interplay between psychology and medicine appeared in
1929 in the article "Psychology and the Clinic." In it he reviewed
contemporary psychology, including not only Pavlov's work on experimental
neuroses and his own work on the combined motor method, but also such western
European work as jung, Freud, and Adler's on psychogenic disorders, Binet's on
differential psychology, and Plaget's on the development of thought. One of his
central messages was the possibility of using clinical methods to conduct
scientific research on human behavior. Thus, while doubtful about the
therapeutic claims of the psychotherapists or about the basis for alternative
personality theories, he saw in their attacks on the classical laboratory
methods a common, healthy movement toward a psychology that would be both
scientific and relevant to medical practice: "Little by little the
abstract and statistical psychology of Wundt has been reborn in a fundamental
way; it has approached the concrete tasks of life and willingly or not it has
begun to overcome the mechanistic nature of previous natural sciences. With the
new content have come new principles and a new method" (Luria, 1929, p.
5I).
The troika's attack on problems of the
dissolution of behavior proceeded on several fronts. Leontiev carried out
studies with mentally retarded subjects, first using the combined motor method
and later the mediated memory task, which was one of the first standard
experimental techniques devised by the sociohistorical school. Vygotsky had a
long‑standing interest in the retarded from his early days as a
schoolteacher. Working with his collaborator L.S. Sakharov, he developed a
concept formation task which he used in studies of both mentally retarded and
schizophrenic subjects.
At some point in these investigations,
Alexander Romanovich obtained a copy of Henry Head's classic description of
thought disorders associated with aphasia. Not only the general phenomena but
his very terminology seemed to match perfectly Vygotsky's notion that thought
is crucially mediated by language, so that if language is lost, thought should
regress to a "prelanguage, unmediated" state. According to Head, in aphasics
the direct perception of the likeness of two figures is "complicated by
failure to record their similarity by means of a name," whereas in normal
persons "the power of recording likeness and difference by means of a
symbol enormously extends the power of conceptual thinking and underlies all
scientific classification" (Head, 1926, p. 525). The great potential which
brain disorders held for their approach to the study of the mind induced both
Luria and Vygotsky to enter medical school, adding clinical studies to their
already full schedules.
The period 1925‑1930 was one of
incredible enthusiasm and excitement. All of the participants in the nascent
psychological movement felt themselves part of a vanguard. Far from experiencing
resistance, the most prevalent response they reported was indifference. Perhaps
the major exception was the response to psychoanalysis. During this period,
articles critical of Freudian theory appeared in both theoretical journals and
Pravda. This criticism came from Luria's friends and colleagues, including
Sapir, as well as from his antagonists. As a result, in 1927 Alexander
Romanovich resigned from his position as Secretary of the Soviet Psychoanalytic
Society.
Despite this pressure, Alexander
Romanovich, who had plenty of reason to join in the renunciation of Freudian
theory as a result of his own theoretical work, failed to engage in
denunciations. Instead, he confined his references to psychoanalytic research
to purely methodological and empirical points. For example, his development of
the combined motor method, which dominates The Nature of Human Conflicts, was conceived as a kind of neo‑Freudian experimental
reconciliation of experimental explanatory and clinical‑descriptive
approaches to the study of mind and emotion. Although Freud and Jung are barely
mentioned in the monograph, this fact is not an egregious slight but rather,
considering the pressure to expunge them altogether, a stubborn insistence that
the historical record not be completely obliterated.
The same characteristic of Alexander
Romanovich's writing was in evidence a decade later when he contributed an
article on psychoanalysis to Volume 47 of the Great Soviet Encyclopedia. In a
more or less straightforward description of the major concepts and history of
psychoanalysis, he asserts that the psychoanalytic method for studying
unconscious drives is a central contribution. His major criticism of
psychoanalysis as a general system is that it errs in giving too much weight to
biological drives in the determination of behavior, underplaying the
significance of historically evolved cultural factors. These ideas. which were
apparent in his thinking as early as 1925, were fully consistent with the
viewpoint he had developed in conjunction with Vygotsky.
Around 1930, public attention veered
suddenly to the field of psychology, including the hitherto unnoticed
Vygotskian school. As a result, constraints were placed on much of the work in
progress. In discussions held by educational and scientific research
organizations throughout the country, all existing schools of psychology and
their participant members came under scrutiny. Psychological research was
assessed in terms of its contribution to scientific‑Marxist goals.
The attitude of Alexander Romanovich and
his colleagues toward this controversy is unclear. In the beginning they may
have viewed it as little more than a continuation of a debate over the course
of Soviet science that had lasted throughout all of their careers. Certainly
they did not back away from the positions they had adopted, although there is
evidence that they were not insensitive to what they viewed as serious
criticism. In response to the situation, Vygotsky continued to refine his
understanding of developmental abnormalities and methods to deal with them, at
the same time that his basic treatment of mediated behavior, especially his
view of the relation between signs and meaning, underwent important change. For
his part Alexander Romanovich continued in his role as data gatherer, embarking
on two projects designed to test. for almost the first time, the implications
of the cultural‑historical theory. These were the expeditions to Central
Asia and the massive study of the roles of culture and heredity in shaping
mental development in twins.
Perhaps the clearest institutional
response to the varied pressures was the group's effort to found their own
department of psychology in 1930. Failing
to find an institution in Moscow that would accept the entire group and allow
them to set up a curriculum and research program, they accepted an invitation
from the Psychoneurological Institute at Kharkov University to form a new
department of psychology under its auspices. Luria, Leontlev, Vygotsky,
Zaporozliets, and Bozhovich all moved to Kharkhov. But the group did not stay
together for long. Soon Alexander Romanovich was back in Moscow, where he
carried out a variety of developmental studies. Vygotsky traveled regularly
between Kharkhov, Moscow, and Leningrad until his death from tuberculosis in
1934. Only Leontiev, Zaporozhets, and
Bozhovich remained, forming a distinctive school of psychology. In time
distinguished new figures such as P.I. Zinchenko and P. Y. Galperin were added
to its ranks. But the dream of a unified department was never realized.
In the spring of 1931Alexander
Romanovich and a number of staff members from the Institute of Psychology in
Moscow traveled to Samarkand where they held a two‑month seminar with
members of the Uzbek Research Institute to design an expedition into remote
areas of Uzbekistan. The purpose of the expedition, as explained in an article
in the American journal Science upon
completion of the first trip in the summer of I93I, was "to investigate the variations in thought and
other psychological processes of people living in a very primitive economic and
social environment, and to record those changes which develop as a result of
the introduction of higher and more complex forms of economic life and the
raising of the general cultural level." A great variety of topics were
investigated, including several forms of cognitive activity, the perception of
printed material, personality formation, and self‑analysis. A similar
expedition was planned for the following summer, "to continue the same work.
It will have an international character, as it is planned to invite foreign
psychologists to participate" (Luria, 1931, pp. 383‑384). When
the second expedition set out, the Gestalt psychologist Kurt Koffka was a
member. Although Koffka became seriously ill shortly after arriving in Central
Asia and had to return home, Alexander Romanovich and his colleagues completed
the second summer of experimentation. This work, begun with such high hopes and
high ideals, led to consequences that were far more dangerous and complex than
anyone at the time anticipated.
Alexander Romanovich's enthusiasm for
the research was enormous. He and Vygotsky were particularly anxious to show
that Gestalt perceptual principles were the result not of enduring
characteristics of the brain but of ways of perceiving intimately bound up with
culturally transmitted meanings of objects. One of their first experiments
demonstrated the virtual absence of classical visual illusions, which caused
Alexander Romanovich to wire excitedly to his friend and teacher Vygotsky:
"The Uzbekis have no illusions!" The relish with which he anticipated
reporting these findings to his German colleagues is easy to imagine.
Unfortunately, Alexander Romanovich's
work proved problematic. The central issue of debate in 1932‑1933, as
foreshadowed in Frankel's reactions to Studies in the History of Bebavior, concerned his concept of culture and the nature of the link
between culture and individual development. In Alexander Romanovich's
description of his expeditions and in all of his other writings at this time,
his use of the term culture derived from a tradition of European, especially
German, thought in the nineteenth century. Culture in the tradition of the
German Romantics was associated with the progressive accumulation of the best
characteristics of mankind in science, art, and technology, all those
accomplishments that reflected mankind's increasing control over nature and his
freedom from domination by reflex, instinct, and blind custom. This sense of culture,
which is still extant, orders human societies on an evolutionary scale. Those
societies with writing systems and advanced technologies are considered more
cultured or more advanced than societies without such tools. Since the cultural‑historical
school held that the development of the higher psychological processes
proceeded according to the culturally organized means of intellectual activity,
among which writing was considered primary, it followed that there would be
qualitative differences between 4'cultured" and "uncultured"
adults with respect to their higher psychological functions.
Depending upon just how cultural
development was conceived and how cultural mechanisms were thought to become
individual mechanisms of thought, this style of theorizing could be used to
justify a number of conclusions about the mental and cultural status of Central
Asian peasants in the period around 1930. Alexander Romanovich's work had a
dual emphasis. Sometimes he stressed the fact that different cultural traditions
led to qualitative differences in the kinds of higher psychological functions
in people. But overall, his writings emphasized the "improved" status
of people following the advent of literacy and modern technology.
For
a combination of reasons, including negative value judgments that could be read
into his work and loose identification of his research methods with mindless IQ‑testing,
Alexander Romanovich's studies met with strong, not to say vitriolic,
disapproval when he began to report his results. Whatever the scientific
justification for criticism of the cultural‑historical theory, the mixing
of scientific and political criticism in I934 had farreaching implications. For
example, I could not find any report of the results of the Central Asian
expeditions prior to the late 1960s, save in an abstract in theJournal of Genetic Psychology.
Understanding little of this background
but knowing of the existence of Alexander Romanovich's Central Asian data, I
began to discuss it with him in the summer of I966. At that time I had
conducted some cross‑cultural cognitive experiments in Liberia and was
interested in seeing if the phenomena he reported could be replicated there.
For an hour a day over the course of two months we worked our way through his
meticulous notes. Seeing the volume of data he had collected and realizing that
they would disappear forever if he did not organize and report them, I urged
him to publish a monograph about that long‑ago research. He was very
reluctant to discuss the matter, feeling that the time was not ripe. But in
1968 he published a brief article about the research in a volume on history and
psychology. Encouraged by the reactions it evoked, he dug into his files and
produced a slim monograph on the subject which he felt lived up to current
standards of scientific research. In the changed conditions of the early 1970s,
this work was accepted as a positive contribution to Soviet science.
At almost the same time in the 1930s when.
he was engaged in controversy over his Central Asian work, Alexander Romanovich
was participating in another ambitious undertaking which was to place yet
another cloud over his career. In 1925, a medical‑biological institute
was founded in Moscow, whose task was to apply modern biological science,
particularly genetics, to problems of medicine. The institute was directed by
S.G. Levit, an academician of international standing, who was an early
supporter of the Bolshevik party. It included as part of its research plan a
study of the development of identical and fraternal twins. The controversy over
genetic theory which was later to inundate Soviet biology had not yet taken
shape, but the highly political nature of the institute's research, aimed at demonstrating
the mechanisms that could be used for creating the Soviet citizen of the
future, did not need a Lysenko to make it visible.
The point of view that Alexander
Romanovich brought to this work was directly shaped by his cultural‑historical
theory. He expected a simple dominance of neither genetic nor socializing
factors in his studies of twins; rather, he expected "nature and
nurture" to interact in a pattern that would lead to the eventual
dominance of "nurture" in the form of culturally organized, higher
psychological functions. Few reports of this work have survived. Alexander
Romanovich coauthored two or three articles for the proceedings of the
institute in 1935‑1936, and he published a partial account in the now
defunct American journal Cbaracter and Personality, which was edited by the psychometrician Charles
Spearman. But except for a brief early report in a Georgian journal and an
equally brief report in Problems of Psycbology
in 1962, the developmental comparisons carried out
on a massive scale have been lost, along with any report of the effects of
different kinds of early educational experience on later development. Only a
little monograph co‑authored with F.A. Yudovich, which did not appear
until 1956, offers some insight into the broad pedagogical aims and
accomplishments of the work. Clearly, the data on twins was very controversial
in 1935 and 1936. The controversy never had a chance to clear, since work at
the institute was brought to a close in 1936.
By the middle of that year, Soviet
psychology was a virtual minefield of explosive issues and broken theories.
Every existing movement in the field had been examined and found wanting,
including Vygotsky's. Of course, Soviet psychology, like any other science, had
its share of mediocre figures. Moreover, enormous sacrifices were being asked
of the Soviet people, and science was expected to make its contribution. In the
early postrevolutionary days in particular a great deal of faith had been
placed in the power of psychology to transform schools and clinics in line with
the aspirations of the Soviet leaders.
Although the present political climate
in the United States provides a reassuring contrast with events in the Soviet
Union in the mid‑1930s, the attitude of important American government
figures toward science in general and psychology in particular is not so
different as to defy comparison. Consider, for example, the attacks on basic
research in the social sciences by members of the Senate who question whether
tax dollars should be spent on identifying the behavioral basis of material
bonding or the social forces that organize dialect variation. In many such
cases the researchers in question have proven scientific merit and deep social
commitment. But they, like Soviet psychologists of the 1930s, are vulnerable to
criticism because they cannot fulfill society's highest expectations of their
work. The pressures shaping budgets and priorities of American psychological
research today reflect a noticable kinship with the pressures faced by
Alexander RomanovIch and his colleagues many years ago.
Just as all the different movements
within Soviet psychology were scrutinized by 1936, so too was the work of each
psychologist, including those on the staff at the institute. In this highly
charged atmosphere, one voice spoke up against the blanket condemnation of
Soviet psychology: "It must be said that Professor Luria, as one of the
representatives of the cultural‑historlcal theory, also did not consider
it necessary to admit his mistaken theoretical position in front of this
meeting" (G.F., 1936, p. 94). Yet at the time there was no real forum for
Alexander Romanovich's point of view. Obvious lines of attack on the problems
that had preoccupied him were closed, and nothing could be gained by continuing
to protest the course of events.
It was in such circumstances that
Alexander Romanovich decided to return to medical school as a full‑time
student. Perhaps because he had taken medical courses on and off for almost
twenty years, he quickly completed his medical training and went to work in a
neurological clinic. Blocked in the attempt to develop his ideas in
developmental psychology or cross‑cultural research, he picked up that
strand of his theory which hypothesized specific changes accompanying the loss
of language and began what was to be more than thirty years of research on the
cerebral basis of those higher psychological processes that he had been
studying in children. This was not to be the last shift in activity resulting
from changes in social conditions, but it was the most timely. When World War
II broke out, there could be no question of the relevance of Alexander
Romanovich's neuropsychological research.
Just how important Alexander
Romanovich's conversion into a neuropsychologist was for his future career is
virtually impossible to judge. There is no doubt that from the beginning he
viewed this activity as yet another extension of the culturalhistorical theory
into a new empirical domain. Even while studying in medical school and then
working as a physician, he continued to be active in psychology to the limited
degree that such activity was possible, as in the article on psychoanalysis
that he contributed to the Great Soviet Encyclopedia. By this time in the late
1930s, self‑criticism was absolutely essential, yet in this article
Alexander Romanovich managed to say everything he believed to be true and to be
self‑critical at the same time. Each paragraph about important
contributors to Soviet psychology contains a brief, factual account of their
ideas, carefully differentiated from the criticism. When he turns to the
important concepts of psychology, his own views shine through clearly.
The war provided him with an enormous
store of data concerning the brain and psychological processes, which he
reported on in a series of papers and monographs. When Moscow was no longer
threatened, he returned from the Ural Mountains, expecting to continue this
line of work at the Institute of Neurosurgery. For a while he continued his work
uninterrupted. But once again, history intervened.
In 1948 when the Cold War was in force,
Soviet science was again racked by a series of upheavals, the best known of
which was the controversy over genetics. Less well‑known in the United
States was the debate throughout many branches of Soviet science, including
physics and linguistics, which mixed issues of national and international
politics with scientific philosophy and day‑to‑day scientific
practices. In the midst of this controversy, in early 1950, Alexander
Romanovich was dismissed from the Institute of Neurosurgery.
Although matters seemed grim, they were
not hopeless. As a full member of the Academy of Pedagogical Sciences,
Alexander Romanovich was entitled to a job in one if its institutions. AImost
immediately he picked himself up and began where he had left off, providing the
empirical basis for Vygotsky's theory. Blocked from work with children, the
nonliterate, or the braindamaged, he turned to an area close to Vygotsky's
heart, the mentally retarded. Nor was he alone in this enterprise. Several of
his students from the 1920s, including Levina and Morozova, were working at the
Institute of Defectology, which was to become his scientific home for almost a
decade.
In many respects, the decade from 1948 to 1958 must have been one of the most difficult periods in Alexander Romanovich's life. He was not only working in his third or fourth area of scientific specialization but was experiencing difficult social and scientific restraints as well. It was a time when science was emphasized as one of the basic factors shaping Soviet society, and when Pavlov's work was held up as a model to be adhered to strictly. The situation was peculiarly trying for Alexander Romanovich because he agreed with a good deal in the Pavlovian scientific program, especially the necessity for building psychological theories on a sound physiology of brain activity. But agreement on such matters of basic principle was not sufficient. A measure of the seriousness and narrow‑mindedness of this "Pavlovian revolution from the top" can be gleaned from comparing Alexander Romanovich's self‑criticism at meetings in the early 1950s with his analogous statements on similar occasions in the 1930s. No longer could he offer careful expositions of his basic views set apart from critical evaluation. Now he had to state that his work on aphasia and the restoration of brain function was deeply flawed because of his failure to apply Pavlovian teaching, without specifying which branch of Pavlovian physiology could or did apply. He also had to praise the work of men like A.G. Ivanov‑Smolensky whose interpretation of the combined motor method he could not abide (and which he freely criticized later). His only freedom was to be self‑critical where it counted least. Thus, he could say with a clear conscience, for it represented his highest aspirations, that "only with the help of detailed physiological analysis of even the most complex psychological facts can we construct a materialist theory of man's psychological processes; and this applies to both medical and general psychology" (Luria, 1950, p. 633).
In this highly charged atmosphere,
Alexander Romanovich could continue his research within the Institute of
Defectology, but he could not openly pursue Vygotsky's line. His solution to
these constraints was an ingenious one. He returned to the combined motor
method which has the general structure of a conditioning experiment and carried
out research on the transition from elementary psychological functions, which
according to his theory could be handled within a Pavlovian framework, to
higher psychological functions, which existing Pavlovian theory could not
encompass. Moreover, he concentrated on the role of language in producing the
transition from elementary to higher psychological processes. This choice of
foci was fortunate, because toward the end of his life Pavlov had begun to
speculate on ways in which the principles of conditioning could be extended to
account for human language. A very old man at the time, Pavlov made it clear
that this was one area in which his theory needed to be elaborated; it was not terra
cognita. Hence, anyone wishing to tackle it
could do so with minimum need to ensure conformity to physiological theory laid
down in the 1920s on the basis of
Pavlov's research with dogs.
Reading Alexander Romanovich's
publications during this period is unnerving to me now. Always an excellent
student of languages, he used the Pavlovian argot like a true expert. In
some cases I am relatively certain that he believed it
a fruitful way to describe and explain the phenomena, as in his experiments
with mentally retarded children. But in other cases, as in his study of the
twins who developed their own language, he certainly believed Pavlovian theory
to be inappropriate. In such cases, it is necessary to translate what he is
saying into his own theoretical language. Sadly, in the 1950s many young Soviet psychologists could not make the
translation, nor could I.
By the time my wife and I reached Moscow
in 1962, these events were largely behind
Alexander Romanovich. It was not that the search for a Marxist psychology had
ceased to be of concern or that fierce arguments over the proper theoretical
and methodological approaches to the study of mind had been settled. Rather,
the terms of the discussion were now a matter of normal debate, with no one
dictating a single acceptable route.
In 1955, after a twenty‑year hiatus, psychology had been allowed its own
journal, Problems of Psycbology,
with Kornilov as its editor. Both Alexander
Romanovich and Leontiev sat on the editorial board. Then in I956 the first edition of Vygotsky's collected works was
published, with a long preface by the two remaining members of his troika, for
the first time making his ideas available to a generation of students who
scarcely knew his name.
In
the late 1950s Alexander Romanovich once again began to travel abroad. The
large glass cabinet in Lana Pimenovria's sitting room filled with mementos from
Japan, England, western Europe, and the United States, to complement her
collection of Soviet and eastern European memorabilia. Wherever Alexander
Romanovich went, he lectured, often in the language of his hosts. He appeared
before the world's psychological community in many different guises. At first
he appeared as a developmental psychologist in the Pavlovian tradition, a
specialist on mental retardation whose conditioning experiments on the
properties of the "second signal system" were in tune with the
theorizing then in progress in many different laboratories around the world.
Later, when he returned to the Institute of Neurosurgery, another Luria
appeared on the world scene, this time an aphasiologist with distinctive
techniques for restoring damaged brain functions and a typology of aphasia that
appeared somewhat askew of current ideas on the topic available outside the
USSR.
In both his lecturing abroad and his
publishing activities at home, Alexander Romanovich was working to reconstruct
and make available the contents of Soviet psychology, which represented his own
life's work, but which the vagaries of time had made inaccessible. The enormity
of the task sometimes produced strange anomalies in the order and timing of his
publications. His work on twins and his Central Asian research were published
only in part, twenty and thirty years respectively after they had been carried
out. No sooner had they appeared in Russian than English translations became
available. Traumatic Aphasia, published in the USSR in 1947, contained material
that was a part of Alexander Romanovich's doctoral dissertation, supplemented
by the enormous quantity of material gathered during the war. That major work
did not find its way into English until I965, thanks to the prodigious effort
of Douglas Bowden, a physician who had studied with Alexander Romanovich in the
early 1960s. Because the Pavlovian phase of his work which postdated this
research was summarized in lectures delivered in English in London in the mid‑1950s,
it was the first to become generally available to an English‑reading
audience. Nowhere did Alexander Romanovich hint at the complex ideological and
institutional constraints that had produced his various research careers and
which had shaped the conditions under which they were being made available to a
wide audience.
For me, the misunderstandings produced
by this series of events was fortunate. The message provided by the work being
published in the 1950s was one that could attract my interest, if not my deep
understanding. It brought me to Moscow.
During my year at Moscow University a
constant stream of visitors came by the laboratory to visit with Alexander
Romanovich. Except when severely pressed for time or when ill, Alexander
Romanovich would not turn them away. Several times a week he lectured at one of
the many institutions with which he was associated: Moscow University, the
Institute of Neurosurgery, and the Institute of Psychology. He also headed a
discussion group for foreign students to which he took visitors, and he was
active in party affairs.
Early in the morning and late into the
night he would read and write, scratching out a voluminous, multilingual
correspondence with an old‑fashioned fountain pen. Before leaving for
work, he would be on the phone. Many directors of departments and institutes
around Moscow joked to me of being awakened weekday mornings by Alexander
Romanovich, reminding them of a job undone or an enticing project to be carried
out.
In addition to his other chores,
Alexander Romanovich followed his lifelong habit of reading the latest in
foreign psychological research and seeing to it that the most important
articles and monographs found their way into Russian, as likely as not with his
own introduction. He was a consulting editor for foreign as well as Russian
journals, and when conditions permitted, he wrote original articles in English,
French, Spanish, and German for publication abroad. Mindful of his students and
colleagues, he tirelessly promoted their work, arranging many translations from
Russian into English and other European languages.
I realize now that by the time I reached
Moscow, Alexander Romanovich was devoting as much of his energy to preservation
of the past as to contemporary and future work. No wonder he was in such a
hurry. There was a great deal to be done if that past were to survive the
ravages of the historical epochs through which he had traveled.
My greatest sadness is that I understood
so little of the content of Alexander Romanovich's work for so long. Only in
the last year of his life was I prepared to ask him the kinds of questions that
I should have been able to ask in 1962. He appreciated my questions‑about
Vygotsky, the rationale for the combined motor method, the events surrounding
his work in defectology. But full answers, real discussion, were rarely
forthcoming. It was then more than forty years since his first meeting with
Vygotsky, and he could no longer tell me why the man had so excited him.
"He was a genius," I was told again and again. Alexander Romanovich's
early inclination toward psychoanalytic concepts was passed off as a boyhood
caprice. His use of the combined motor method was reduced to a means by which
he had stumbled on the prototype of the lie detector. All true, but so misleading.
As I reached the end of my own research
on Alexander Romanovich's life, I began to understand, and to regret, the way
in which living ideas from his past had been reduced to formulas. In the course
of a single lifetime he had found it necessary to think in several different
scientific languages, each of which coded the same reality in different,
seemingly disconnected ways. His standard formulas were not intended as
obfuscations; they were rather the benchmarks of the different epochs through
which his career had passed. He never succeeded completely in creating a
unified language for the entire corpus of his work. The meaning of the whole
could be learned only with years of apprenticeship and was difficult if not
impossible to discern until each of the parts had been understood, forcing the
issue of their integration to the fore.
My fifteen years as an apprentice were
insufficient to render me a master. But they made me a witness to the full
complexity and range of issues that concerned Alexander Romanovich in a way
that was not generally available to his other students. This experience opened
before me the picture of an integrated understanding of his life's work.
A highly personal testimony to the power
and endurance of the ideas that first attracted Alexander Romanovich to
psychology was given me on the day I sat down to write this account. In a
modern psychology building on a campus of the University of California seven
colleagues and I had gathered to discuss a recent paper by a leading practitioner
of the branch of computer science known as the study of "artificial
intelligence." We represented an unusually broad cross‑section of
the social sciences: anthropology, psychology, communications, sociology, and
linguistics. All of us are considered competent practitioners of our sciences'
most modern technologies, including mathematics, computer modeling, and
experimental design. But our topic that day was not one of method or fact,
narrowly conceived. Rather, we had gathered to discuss a far‑reaching
attack on artificial intelligence research by one of its leading practitioners.
His point: our models of mind are nomothetic idealizations that fall to capture
the real nature of human experience. He exhorted us to find new methods that
would bridge the chasm between our technologically sophisticated, but arid,
scientific present and the still unobtainable, but necessary, future of a
psychology that encompasses the full range of human experience.
It is indeed ideas that endure. But it is
human beings who give them life.